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Consumer Duty

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Regulation Advisers Regulation

Mike Barrett: Growth must not come at the expense of customer outcomes

By Mike Barrett
‘Twas the night before Christmas. In the regulator’s house, plenty were stirring,…
27 January 2025 11:00 am
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1
Consumer Duty and Protection Series Regulation

Firms hoping for Consumer Duty rollback set for ‘disappointment’

By Darius McQuaid
Firms hoping the government’s call to boost growth through regulatory reform will…
21 January 2025 11:09 am
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1
Regulation Advisers Regulation

Simon Collins: The FCA’s retail supervision moves up a gear

By Simon Collins
In all my articles in 2024, I commented on the increased level…
17 January 2025 8:00 am
Gold egg, Sipp
Advisers Advisers

Matt Storey: New year, new provider?

By Matt Storey
With a new year comes the chance to turn over a new…
16 January 2025 11:00 am
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Investments Advisers Investments

Tatton Core Active most recommended MPS investment for value in 2024

By Darius McQuaid
Tatton Core Active was the most recommended managed portfolio solutions (MPS) investment…
9 January 2025 8:37 am
EMAP Noel Butwell
1
Advisers Advisers Business Regulation

Industry outlook: How FCA and government can help relieve hangovers from difficult year

By Noel Butwell
The end of the year provides a perfect opportunity to reflect. Here,…
30 December 2024 8:00 am
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1
Consumer Duty and Protection Series Investments Pensions Regulation

Regulators issue joint statement on clear client communication

By Darius McQuaid
The Financial Conduct Authority (FCA), the Pensions Regulator (TPR) and the Information…
15 November 2024 2:02 pm
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2
Consumer Duty and Protection Series Business Regulation

Consumer Duty awareness rises among customers but ‘significant issues’ remain

By Darius McQuaid
Awareness of the Consumer Duty has risen among UK adults in the…
6 August 2024 1:02 pm
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Consumer Duty and Protection Series Investments Regulation

Wealth providers losing clients due to poor complaints services

By Darius McQuaid
Almost a fifth (19%) of clients have moved to a different wealth…
4 July 2024 1:14 pm
London UK Britain Flags Street 480
Consumer Duty and Protection Series Advisers Investments Regulation

British Isa may not comply with Consumer Duty rules

By Darius McQuaid
The introduction of a British Isa could raise challenges for firms complying…
11 March 2024 12:54 pm
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Consumer Duty and Protection Series Advisers Business Regulation

PFS launches tool to help advisers comply with Consumer Duty rules

By Darius McQuaid
The Personal Finance Society (PFS) has launched a new tool to help…
19 February 2024 6:00 am
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Advisers Advisers Business Platforms

Lang Cat updates functionality on platform-switching tool

By Momodou Musa Touray
Financial consultancy Lang Cat has updated the functionality on its Analyser adviser…
3 February 2025 4:13 pm
-People-crowd-vulnerable
Advisers Advisers Company news Technology

BareRock enhances vulnerability support for advice firms

By Dan Cooper
Professional Indemnity Insurance (PII) provider BareRock has announced a strategic partnership with…
27 January 2025 2:57 pm
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Advisers Advisers Business Technology

Quilter adopts VouchedFor’s client survey system to support advisers

By Lois Vallely
Quilter Financial Planning has adopted VouchedFor’s client survey system, Elevation, to support…
27 January 2025 10:19 am
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10
Investments Business Investments Politics Regulation

FCA to tear down regulatory barriers in response to government growth calls

By Momodou Musa Touray
The Financial Conduct Authority (FCA) says it will remove unnecessary regulations and…
17 January 2025 5:10 pm
advisers
3
Advisers Advisers Business Investments

Geopolitics and volatility top concern for advisers

By Momodou Musa Touray
Geopolitics and market volatility are the top concerns for advisers in 2025,…
8 January 2025 9:14 am
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Protection Advisers Business Protection

Protection Guru hires Coleman to lead adviser training programme

By Momodou Musa Touray
Protection Guru has appointed Jason Coleman to lead its adviser training programme.…
3 January 2025 9:39 am
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Investments Advisers Business Investments

MPA Financial Management partners with Sarasin & Partners to create model portfolios

By Darius McQuaid
Sarasin & Partners has partnered with MPA Financial Management to create a…
9 December 2024 3:50 pm
Keith Richards
2
Advisers Advisers Company news Regulation

New Consumer Duty tool launched to help advisers ‘stay one step ahead’

By Dan Cooper
A new tool has been launched to help advisers ‘stay one step…
6 December 2024 3:16 pm
Customer service
Regulation Advisers Business Regulation

Customer outcomes ‘not being represented at board level’

By Dan Cooper
Almost half (46%) of financial services firms wish they had gained greater…
19 November 2024 11:52 am
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1
Advisers Advisers Investments Regulation

Regulatory compliance a burden for UK investment advisers, RSMR survey shows

By Tom Browne
The latest annual adviser survey from RSMR, the fund research and MPS…
1 November 2024 7:00 am
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3
Investments Business Insurance Investments Politics Protection Regulation

FOS sees 40% rise in complaints

By Momodou Musa Touray
The Financial Ombudsman Service has said the number of financial complaints received…
24 October 2024 12:45 pm
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Business Advisers Business

FE fundinfo acquires platform due diligence tool AdviserAsset

By Darius McQuaid
FE fundinfo has acquired AdviserAsset, a due diligence and product selection tool…
12 September 2024 1:19 pm
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