5
Supplementary report on the FCA’s ‘poor performance’ released
A supplementary report about the Financial Conduct Authority’s (FCA’s) “poor performance” in…
FCA to make it easier for wealth managers and retail investors to enter bond market
The Financial Conduct Authority (FCA) has set out proposals to make it…
3
FOI request reveals steep drop in DA applications since 2020
Applications for direct authorisation (DA) are on the decline, data obtained from…
FCA to survey firms on how it regulates financial-services sector
The Financial Conduct Authority is launching a survey into how it regulates…
2
Steven Levin: Navigating the boundary between advice and guidance
Last year, the FCA set out three proposals for reforming the boundary…
1
Schroders to adopt all four SDR labels for 16 funds
Schroders has announced it is set to adopt all four of the…
1
Mike Barrett: Growth must not come at the expense of customer outcomes
‘Twas the night before Christmas. In the regulator’s house, plenty were stirring,…
Almond Financial to switch to a four-day week to attract younger advisers
Almond Financial will introduce a four-day working week in 2025, in order…
Ninety One to adopt SDR ‘Sustainability Impact’ label for second fund
Ninety One has announced that it will be adopting the ‘Sustainability Impact’…
1
FCA review finds gaps in firms’ money laundering defences
The Financial Conduct Authority (FCA) has urged firms to better protect themselves…
1
Firms hoping for Consumer Duty rollback set for ‘disappointment’
Firms hoping the government’s call to boost growth through regulatory reform will…
10
FCA to tear down regulatory barriers in response to government growth calls
The Financial Conduct Authority (FCA) says it will remove unnecessary regulations and…
